Regulators, boards and business partners increasingly expect organisations to prove that compliance is managed deliberately — not left to chance. ISO 37301 is the certifiable standard for compliance management systems, setting out how to embed a culture of integrity and meet legal, regulatory, contractual and voluntary obligations across the whole organisation. It suits financial services, healthcare, government suppliers, manufacturers and any business that wants a defensible, evidence-based compliance programme. This toolkit turns that requirement into a working document set.
What you get
- Compliance policy and compliance management system manual
- Compliance obligations register and legal/regulatory requirements procedure
- Compliance risk assessment methodology and risk register
- Roles, responsibilities and compliance-function governance procedures
- Whistleblowing, investigation and disciplinary procedures
- Training, awareness and code-of-conduct templates
- Monitoring, reporting and non-compliance management records
- Internal audit checklist and management review agenda and minutes
With 24 editable templates, the pack covers the leadership, planning, operation and evaluation requirements that certification bodies assess.
Why it saves you time and money
- Clause-mapped: each document ties back to ISO 37301’s requirements so gaps are easy to spot and close.
- Head start: a fully drafted system replaces weeks of policy writing and cross-referencing.
- Completely editable: Microsoft Word and Excel throughout — tailor terminology, scope and obligations to your sector.
- No external fees: build the framework yourself without paying for bespoke consultant drafting.
Buy the ISO 37301 toolkit, adapt it to your obligations, and demonstrate to regulators and stakeholders that compliance is genuinely under control.
